-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PfA9IVxmdgR/2LwX9Mai21yxSmGBa8GaoqwOzuvFnVltopNuyCz7zGBUHsqKBG+G 0wDO/a6ErpXz00xld6K/JA== 0001005477-98-002143.txt : 19980702 0001005477-98-002143.hdr.sgml : 19980702 ACCESSION NUMBER: 0001005477-98-002143 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980701 SROS: NYSE GROUP MEMBERS: DR. RICHARD LEE GROUP MEMBERS: VANETON INTERNATIONAL INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHILLIPS VAN HEUSEN CORP /DE/ CENTRAL INDEX KEY: 0000078239 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 131166910 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-10659 FILM NUMBER: 98659431 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125415200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VANETON INTERNATIONAL INC CENTRAL INDEX KEY: 0000942983 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: P O BOX 3340 ROAD TOWN STREET 2: TORTOLA CITY: BRITISH VIRGIN ISLAN MAIL ADDRESS: STREET 1: P O BOX 3340 ROAD TOWN STREET 2: TORTOLA CITY: BRITISH VIRGIN ISLAN SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No.1)* Phillips-Van Heusen Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 718592 10 8 ---------------------------------------------------- (CUSIP Number) Edward H. Cohen Rosenman & Colin LLP 575 Madison Avenue New York, New York 10022 (212) 940-8800 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 26, 1998 ---------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with the statement |_|. (A fee is not required if the reporting person: (1) has a previously statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no attachment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - --------------------------------- --------------------------------- CUSIP No. 718592 10 8 Page 2 of 6 Pages - --------------------------------- --------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Vaneton International Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization British Virgin Islands - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 3,160,001 Person -------------------------------------------------------- With 9 Sole Dispositive Power -------------------------------------------------------- 10 Shared Dispositive Power 3,160,001 -------------------------------------------------------- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 3,160,001 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 11.6% - -------------------------------------------------------------------------------- 14 Type of Reporting Person CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - --------------------------------- --------------------------------- CUSIP No. 718592 10 8 Page 3 of 6 Pages - --------------------------------- --------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Dr. Richard Lee - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United Kingdom - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 3,160,001 Person -------------------------------------------------------- With 9 Sole Dispositive Power -------------------------------------------------------- 10 Shared Dispositive Power 3,160,001 -------------------------------------------------------- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 3,160,001 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 11.6% - -------------------------------------------------------------------------------- 14 Type of Reporting Person IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - --------------------------------- --------------------------------- CUSIP NO. 718592 10 8 Page 4 of 6 Pages - --------------------------------- --------------------------------- This Amendment 1 to Schedule 13D is being filed by Vaneton International Inc. and Dr. Richard Lee (hereinafter referred to as the "Reporting Persons") with respect to the acquisition of shares of the common stock, $1.00 par value (the "Common Stock"), of Phillips-Van Heusen Corporation, a Delaware corporation (the "Issuer"). Item 3: Source and Amount of Funds or Other Consideration. On May 26, 1998, the Reporting Persons acquired 300,000 shares of Common Stock in an open market transaction on the New York Stock Exchange at a price of 13 1/2 per share. The source of funds used for the transaction was the working capital of Vaneton International Inc. Item 5: Interest in Securities of the Issuer. As of June 8, 1998, the Reporting Persons beneficially own 3,160,001 shares of Common Stock, or approximately 11.6% of the Common Stock based on 27,187,644 shares of common stock issued and outstanding as of April 1, 1998 as reported by the Issuer. - --------------------------------- --------------------------------- CUSIP NO. 718592 10 8 Page 5 of 6 Pages - --------------------------------- --------------------------------- SIGNATURES After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: June 8, 1998 VANETON INTERNATIONAL INC. By: /s/ Edward H. Cohen ----------------------------------------- Name: Edward H. Cohen, Authorized Signatory DR. RICHARD LEE By: /s/ Edward H. Cohen ----------------------------------------- Name: Edward H. Cohen, Authorized Signatory - --------------------------------- --------------------------------- CUSIP NO. 718592 10 8 Page 6 of 6 Pages - --------------------------------- --------------------------------- SCHEDULE A LIST OF EXECUTIVE OFFICERS AND DIRECTORS OF VANETON INTERNATIONAL INC. Name Position Address Principal Occupation - ---- -------- ------- -------------------- 1. Dr. Richard Lee Director 6/F TAL Building Director of TAL Apparel 49 Austin Road Limited Kowloon, Hong Kong 2. Randy Cheung Director 6/F TAL Building Director of TAL Apparel 49 Austin Road Limited Kowloon, Hong Kong 3. Ruth Kan Secretary 6/F TAL Building Secretary of Vaneton 49 Austin Road International Inc. Kowloon, Hong Kong -----END PRIVACY-ENHANCED MESSAGE-----